(a) volume of the order – the value of the order in relation to the assets or income of the declarant. c) Financial implications for the registrant for listing – the strategic importance of an order to the registrant from an investor`s perspective. E) impose financial covenants that impose significant restrictions on what the registrant can do for listing, e.g.B. pay dividends, make acquisitions, dispose of assets, borrow new financing, make investments, or make a change in debt control. The Securities and Futures Commission continues to actively investigate and prosecute cases of market misconduct. This update looks at a number of the latest developments in each of these areas as well as other highlights from the previous quarter, which concern Hong Kong-listed companies and their advisors. (D) impede the depositor`s ability to participate in future fundraising measures; and/or 1.3.4 To the extent that the essential contracts reveal circumstances which cast doubt on the completeness and accuracy of the information provided by the applicant in the listing as regards its history and context, its business situation and performance, its financial situation and prospects, its activities and structure, its procedures and systems as set out in its draft quotation document; The promoter must provide additional due diligence or independent verification to verify the truth and completeness of the case and the information in question7. .